Stock Market 2023

Unit I: Introduction
Concept and types of Securities; Concept of return; Concept, types
and measurement of risk;Development of Securities market in India
Unit II: Primary Market
Concept, Functions and Importance; Functions of New
Issue Market (IPO, FPO & OFS); Methods of Floatation – fix
price method and book building method; Pricing of Issues; Offer
Documents; Appointment and Role of Merchant Bankers,
Underwriters, Lead Managers, Syndicate Members, Brokers,
Registrars, Bankers,
ASBA; SME IPOs and Listing of
securities.
Unit III: Secondary Market
Concept; Functions and Importance; Mechanics of Stock
Market Trading-Different Types of Orders, Screen Based
Trading, Internet- Based Trading and Settlement Procedure;
Types of Brokers.
Unit IV: Regulatory Framework
SEBI (Issue of Capital and Disclosure Requirements)
Regulation 2018; Stock Exchanges and Intermediaries; SEBI and
Investor Protection; Securities Contract Regulation Act and SEBI
(Listing Obligations and Disclosure requirements) Regulation
2015.
Unit V: Demat Trading
Concept and Significance; Role of Depositories and
Custodian of Securities in Demat Trading; SEBI Guidelines and
other regulations relating to Demat Trading – Procedures of Demat
trading.